Regulatory disclosures

Compliance & Regulation.

Charles Taylor Investment Management Company Limited (CTIM) is a registered entity in England and Wales (No. 02597752). CTIM is authorised and regulated by the Financial Conduct Authority. FRN: 148462 CTIM is required to comply with both European and UK governance and law. For the most up-to-date compliance related reports, disclosure documents and key information please continue to review this section of the website.

RTS 28
The European Securities and Markets Authority (ESMA) requires investment firms to publish, on an annual basis, information on the identity of execution venues and the quality of execution obtained. 

Disclaimer: The information contained in this website does not constitute an offer of, or an invitation to apply for securities in any jurisdiction where such an offer or invitation is unlawful, or in which the person making such an offer is not qualified to do so. We accept no responsibility for the content of any external websites.

CTIM Order Execution Policy

CTIM RTS28 Top 5 Venues Report 2017

Complaints Handling Policy

UK Stewardship Code

Pillar 3 Disclosure

Market Solutions

CTIM Conflict of Interest Policy

CTIM RTS28 Top 5 venues report 2018

RTS 28 Annual Report Final 2019

RCTIFM Address Form